Legal Opinion
Bauer v. Carty & Co Inc
Court of Appeals for the Sixth Circuit
Decided September 4, 2007No. 06-5390UnpublishedCited by 6 opinions
1Opinion of the Court
JULIA SMITH GIBBONS, Circuit Judge.
Plaintiff-appellant Ty Kevin Bauer appeals the district court’s denial of his motion to vacate the arbitration award granted to defendant-appellee Carty & Company, Inc. (“Carty”). Because Bauer failed to demonstrate by clear and convincing evidence that the award was procured by fraud or undue means, we affirm the decision of the district court.
I
Bauer is a former employee of Carty, a registered securities broker. Carty filed a Statement of Claim with the National Association of Securities Dealers, Inc. (“NASD”) alleging that, pursuant to two contracts, Bauer…
2Cases cited13 opinions
- Anderson v. City of Bessemer CitySupreme Court of the United States · 1985
- First Options of Chicago, Inc. v. KaplanSupreme Court of the United States · 1995
- James W. Bonar and Beverly J. Bonar v. Dean Witter Reynolds, Inc., John S. Mc Nally, Jr., Ed LeavenworthCourt of Appeals for the Eleventh Circuit · 1988
- George Corey, Trust Fund v. New York Stock ExchangeCourt of Appeals for the Sixth Circuit · 1982
- Fed. Sec. L. Rep. P 96,863 A.G. Edwards & Sons, Inc., a Delaware Corporation v. William F. McCollough Jeanene McCollough Husband and WifeCourt of Appeals for the Ninth Circuit · 1992
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3Cited by6 opinions
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- Dana Limited v. J.J. Ryan CorporationDistrict Court, N.D. Ohio · 2024
- Kenco Group, Inc. v. Kennedy,IIIDistrict Court, E.D. Tennessee · 2022
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