Legal Opinion
Merrill Lynch, Pierce, Fenner & Smith Inc. v. Jana
District Court, N.D. Illinois
Decided September 21, 1993No. 93 C 1221PublishedCited by 11 opinions
1Opinion of the Court
MEMORANDUM OPINION AND ORDER
NORDBERG, District Judge.
Edward C. Jana and his elderly mother Lucille Jana made several investments through Merrill Lynch, Pierce, Fenner & Smith, Inc. (“Merrill Lynch”). The Janas invested in a series of limited partnerships that eventually resulted in substantial financial loss and a dispute with Merrill Lynch over who was to bear that loss. Pursuant to customer agreements with Merrill Lynch, the Janas sought to arbitrate the dispute before the National Association of Securities Dealers, Inc. (“NASD”). They filed a Statement of Claim and Demand for Arbitration…
2Cases cited21 opinions
- Volt Info. Sciences, Inc. v. Bd. of Trustees of Leland Stanford Jr. U.Supreme Court of the United States · 1989
- Hines v. DavidowitzSupreme Court of the United States · 1941
- Shearson/American Express Inc. v. McMahonSupreme Court of the United States · 1987
- Shearson Lehman Hutton, Inc. v. Walter Wagoner, Jr., TrusteeCourt of Appeals for the Second Circuit · 1991
- Garrity v. Lyle Stuart, Inc.New York Court of Appeals · 1976
16 more not listed; retrieve them via the Exa API.
3Cited by11 opinions
- Merrill Lynch, Pierce, Fenner & Smith, Inc. And Patrick Palella v. Peter H. Lauer and Therese A. LauerCourt of Appeals for the Seventh Circuit · 1995
- Reed v. Mutual Service Corp.California Court of Appeal · 2003
- Dean Witter Reynolds, Inc. v. McCoyDistrict Court, E.D. Tennessee · 1994
- Davis v. KeyesDistrict Court, E.D. Michigan · 1994
- Pacific Brokerage Services, Inc. v. National Financial Services Corp.District Court, N.D. Illinois · 1994
6 more not listed; retrieve them via the Exa API.