Legal Opinion
McBride v. Financial Industry Regulatory Authority, Inc.
District Court, District of Columbia
Decided August 10, 2026No. Civil Action No. 2025-0960Published
1Opinion of the Court
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA WILLIAM JOHN MCBRIDE, JR., Plaintiff, Case No. 25-cv-960 (ACR) v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., Defendant. MEMORANDUM OPINION AND ORDER Like many professionals, Plaintiff William John McBride, Jr., received the occasional negative review. Because he is a broker, the Securities Exchange Act of 1934 (Exchange Act) requires the disclosure of the five customer complaints he has accumulated since 2008 in an online system accessible to the public. Plaintiff sued the Financial Industry Regulatory Authority (FINRA), the entity…
2Cases cited21 opinions
- Ashcroft v. IqbalSupreme Court of the United States · 2009
- Bell Atlantic Corp. v. TwomblySupreme Court of the United States · 2007
- Alexander v. SandovalSupreme Court of the United States · 2001
- Weinberger v. Romero-BarceloSupreme Court of the United States · 1982
- United States of America, Ex Rel. Richard Williams v. Martin-Baker Aircraft Company, Ltd.Court of Appeals for the D.C. Circuit · 2005
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