S.E.C. v. Stewart

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK SECURITIES AND EXCHANGE COMMISSION, Plaintiff, No. 98-CV-2636 (LAP) -against- OPINION & ORDER ALLEN B. GOTTLIEB, ET AL., Defendants. LORETTA A. PRESKA, Senior United States District Judge: On January 21, 2003, following a bench trial, the Court entered judgment in favor of the Securities and Exchange Commission (“SEC”) requiring Allen Gottlieb to disgorge $2,005,443.54 and to pay an additional $878,333 in civil monetary penalties. (Final Judgment (“Judgment”), dated Jan. 21, 2003 [dkt. no. 85].) On July 27, 2015, having received no…