Legal Opinion
Securities & Exchange Commission v. Forma
District Court, S.D. New York
Decided October 23, 1987No. 85 Civ. 3820 (CSH)PublishedCited by 9 opinions
1Opinion of the Court
MEMORANDUM AND ORDER
JAMES C. FRANCIS, IV,, United States Magistrate.
This is an enforcement action brought by the Securities and Exchange Commission (“SEC”) charging the defendants with various securities law violations in connection with British American Petroleum Corporation (“BAP”). At the relevant times, defendant John Forma was chairman of the board of directors and majority shareholder of BAP. His brother, Vincent Forma, performed certain duties for BAP and was assistant to the chairman. Peter Aaron was BAP’s executive vice president, Ger-hard Meilen was general counsel and corporate…
2Cases cited29 opinions
- Terry v. OhioSupreme Court of the United States · 1968
- Upjohn Co. v. United StatesSupreme Court of the United States · 1981
- Fisher v. United StatesSupreme Court of the United States · 1976
- United States v. United Shoe MacHinery CorporationDistrict Court, D. Massachusetts · 1950
- Fed. Sec. L. Rep. P 91,922 James Bloor v. Carro, Spanbock, Londin, Rodman & FassCourt of Appeals for the Second Circuit · 1985
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3Cited by9 opinions
- Duttle v. Bandler & KassDistrict Court, S.D. New York · 1989
- United States v. LongoDistrict Court, W.D. New York · 1999
- Regents of the University of California v. Superior CourtCalifornia Court of Appeal · 2008
- Eckhaus v. Alfa-Laval, Inc.District Court, S.D. New York · 1991
- Parker v. Prudential Insurance Co. of AmericaCourt of Appeals for the Fourth Circuit · 1990
4 more not listed; retrieve them via the Exa API.