Legal Opinion
O'Callaghan v. Brunelle
Appellate Division of the Supreme Court of the State of New York
Decided May 17, 2011PublishedCited by 3 opinions
1Opinion of the Court
Order, Supreme Court, New York County (Paul G. Feinman, J.), entered June 14, 2010, which, in an action alleging, inter alia, legal malpractice, granted defendants’ motion to dismiss the complaint, unanimously affirmed, with costs.
Plaintiff was charged with violating various rules of the New York Stock Exchange (NYSE) and the Securities Exchange Commission (SEC) for engaging in prohibited conduct while working as a floor trader, by simultaneously initiating and executing transactions on behalf of a company in which he had investment discretion. He was convicted of the charges at a…
2Cases cited6 opinions
- Sokol v. LeaderAppellate Division of the Supreme Court of the State of New York · 2010
- AmBase Corp. v. Davis Polk & WardwellNew York Court of Appeals · 2007
- Leder v. SpiegelNew York Court of Appeals · 2007
- Bishop v. MaurerNew York Court of Appeals · 2007
- Fenster v. SmithAppellate Division of the Supreme Court of the State of New York · 2007
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3Cited by3 opinions
- Bryant v. SilvermanDistrict Court, S.D. Illinois · 2018
- Joseph Delgreco & Co. v. DLA Piper L.L.P. (U.S.)District Court, S.D. New York · 2012
- Fitzsimmons v. Pryor Cashman LLPAppellate Division of the Supreme Court of the State of New York · 2011