Legal Opinion
W.J. Nolan & Co. v. Midway Federal Credit Union
District Court, S.D. New York
Decided January 31, 1996No. 95 Civ. 6695 (CBM)PublishedCited by 1 opinion
1Opinion of the Court
OPINION
MOTLEY, District Judge.
I. Introduction
On or about July of 1991, respondent Midway Federal Credit Union (“Midway”) opened an account with petitioners W.J. Nolan & Co. (“W.J. Nolan”), a small New York bond brokerage firm, William Nolan, W.J. Nolan’s president, and Matthew Gershon, a registered representative employed by W.J. Nolan. W.J. Nolan was essentially enlisted as an introducing broker, to perform a series of securities transactions for respondent. Prudential Securities Incorporated (“Prudential”), which is not a party to this action, acted as the clearing firm for these…
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3Cited by1 opinion
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