Securities & Exchange Commission v. Lavin

MEMORANDUM OPINION AND ORDER

URBINA, District Judge.

Granting the SEC’s Motion to Compel

This matter comes before the court upon the Securities and Exchange Commission’s (SEC) motion to compel compliance with its subpoena to Respondent, Jack Lavin. The subpoena requested disclosure of the tapes of seven telephone conversations between Mr. Lavin and his wife. 1 Mr. Lavin argues that these conversations are not subject to disclo sure due to the confidential marital communications privilege.

Upon consideration of the submissions of the parties and the entire record herein, the court concludes that…