Ebbe v. Concord Investment Services, LLC

UNITED STATES DISTRICT COURT DISTRICT OF MASSACHUSETTS ___________________________________ ) KENNETH EBBE, ) ) Petitioner, ) ) Civil Action v. ) No. 19-10289-PBS ) CONCORDE INVESTMENT SERVICES, LLC; ) WESTMINSTER FINANCIAL SECURITIES, ) INC.; WESTMINSTER FINANCIAL ) ADVISORY CORP.; RICHARD G. CODY; ) and JILL M. CODY a/k/a JILL M. ) TRAMONTANO, ) ) Respondents. ) ______________________________ ) MEMORANDUM AND ORDER July 18, 2019 Saris, C.J. INTRODUCTION Petitioner Kenneth Ebbe brought claims in a Financial Industry Regulatory Authority (“FINRA”) arbitration proceeding against his former…