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Legal Opinion

Securities and Exchange Commission v. Alderson

District Court, S.D. New York

Decided June 10, 2019No. 1:18-cv-04930Unknown

1Opinion

UNITED STATES DISTRICT COURT DOCUMENT SOUTHERN DISTRICT OF NEW YORK ELECTRONICALLY FILED DOC #: -------------------------------------------------------------- X SECURITIES AND EXCHANGE COMMISSION, : DATE FILED: 06/10 /2019 : Plaintiff, : : 18-CV-4930 (VEC) -against- : : OPINION AND ORDER BENJAMIN ALDERSON, and : BRADLEY HAMILTON, : : Defendants. : -------------------------------------------------------------- X VALERIE CAPRONI, United States District Judge: The Securities and Exchange Commission (“SEC”) accuses Defendants of violating Section 206 of the Investment Advisors Act of 1940…

2Cases cited12 opinions

  1. Fisher v. United StatesSupreme Court of the United States · 1976
  2. United States v. Louis KovelCourt of Appeals for the Second Circuit · 1961
  3. United States v. Monroe Adlman, as Officer and Representative of Sequa CorporationCourt of Appeals for the Second Circuit · 1998
  4. In Re Claus Von Bulow, Martha Von Bulow, by Her Next Friends Alexander Auersperg, and Annie Laurie Auersperg-Kneissl v. Claus Von BulowCourt of Appeals for the Second Circuit · 1987
  5. In Re: Grand Jury Proceedings United States of America v. John DoeCourt of Appeals for the Second Circuit · 2000

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