Legal Opinion
Securities and Exchange Commission v. Gallagher
District Court, S.D. New York
Decided September 26, 2023No. 1:21-cv-08739Unknown
1Opinion
UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ------------------------------------------------------------x SECURITIES AND EXCHANGE COMMISSION, Plaintiff, 21-cv-8739 (PKC) -against- OPINION AND ORDER STEVEN M. GALLAGHER, Defendant. ------------------------------------------------------------x CASTEL, U.S.D.J. The Securities and Exchange Commission (“SEC”) brings this action against Steven M. Gallagher for violations of section 17(a) of the Securities Act, 15 U.S.C. § 77q(a), section 9(a)(2) of the Exchange Act, 15 U.S.C. § 78i(a)(2), and section 10(b) of the Exchange Act, 15…
2Cases cited43 opinions
- Ashcroft v. IqbalSupreme Court of the United States · 2009
- Bell Atlantic Corp. v. TwomblySupreme Court of the United States · 2007
- Central Hudson Gas & Electric Corp. v. Public Service CommissionSupreme Court of the United States · 1980
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
- ATSI Communications, Inc. v. Shaar Fund, Ltd.Court of Appeals for the Second Circuit · 2007
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