NFB Investment Services Corp. v. Fitzgerald
Appellate Division of the Supreme Court of the State of New York
1Opinion of the Court
The petitioner investment services company fired the respondent, who was its employee and a broker, on the ground that he violated New York State Insurance Department regulation 60 when he undertook to sell an annuity for a client, the proceeds of which he ultimately used to purchase a new annuity for the client. In a form required to be filed with the National Association of Securities Dealers (hereinafter NASD), the petitioner reported that it fired the respondent for the violation. Asserting that the claimed violation was a pretext for firing him, the respondent initiated an arbitration…
2Cases cited8 opinions
- Norris v. CooperNew York Court of Appeals · 1984
- In re the Arbitration between Sprinzen & NombergNew York Court of Appeals · 1979
- Wien & Malkin LLP v. Helmsley-Spear, Inc.New York Court of Appeals · 2006
- United Federation of Teachers, Local 2 v. Board of EducationNew York Court of Appeals · 2003
- Board of Education v. Arlington Teachers Ass'nNew York Court of Appeals · 1991
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3Cited by11 opinions
- In re the Arbitration between Buffalo Council of Supervisors & Administrators & Board of Education of City School DistrictAppellate Division of the Supreme Court of the State of New York · 2010
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- In re the Arbitration between Kowaleski & New York State Department of Correctional ServicesAppellate Division of the Supreme Court of the State of New York · 2009
- Brisman v. Hebrew Academy of Five Towns & RockawayAppellate Division of the Supreme Court of the State of New York · 2010
- In re the Arbitration between Johnson & Trustee for the Casaburi FamilyNew York Supreme Court · 2008
6 more not listed; retrieve them via the Exa API.