Legal Opinion
Establissement Tomis v. Shearson Hayden Stone, Inc.
District Court, S.D. New York
Decided November 8, 1978No. 76 Civ. 5675 (HFW)PublishedCited by 55 opinions
1Opinion of the Court
MEMORANDUM DECISION
WERKER, District Judge.
Plaintiff Establissement Tomis (“Tomis”), a Liechtenstein corporation, commenced this action charging defendants, securities brokerage firm Shearson Hayden Stone, Inc. (“Shearson”) and its registered representative Jeffrey Nash (“Nash”) with violations of section 10(b) of the Securities Exchange Act of 1934 (the “Exchange Act”), 15 U.S.C. § 78j(b), and Rules 10b-5 and 10b-16 promulgated thereunder, 17 C.F.R. 240.10b-5 and 10b-16; section 17(a) of the Securities Act of 1933, 15 U.S.C. § 77q(a); section 7(c) of the Exchange Act, 15 U.S.C. § 78g(c), and…
2Cases cited32 opinions
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Cort v. AshSupreme Court of the United States · 1975
- Annette Heyman v. Commerce and Industry Insurance CompanyCourt of Appeals for the Second Circuit · 1975
- Piper v. Chris-Craft Industries, Inc.Supreme Court of the United States · 1977
- Moore v. New York Cotton ExchangeSupreme Court of the United States · 1926
27 more not listed; retrieve them via the Exa API.
3Cited by55 opinions
- Morris v. New York State Department of Taxation & FinanceNew York Court of Appeals · 1993
- Richard D. BENNETT and Carole A. Bennett, Plaintiffs-Appellants, v. UNITED STATES TRUST COMPANY OF NEW YORK, Defendant-AppelleeCourt of Appeals for the Second Circuit · 1985
- Edward L. Greenblatt v. Drexel Burnham Lambert, IncorporatedCourt of Appeals for the Eleventh Circuit · 1985
- Angelastro v. Prudential-Bache Securities, Inc.Court of Appeals for the Third Circuit · 1985
- Fontana v. TLD Builders, Inc.Appellate Court of Illinois · 2005
50 more not listed; retrieve them via the Exa API.