Legal Opinion

Citadel Holding Corp., a Delaware Corporation v. Alfred Roven American Underwriters, Inc., a Delaware Corporation

Court of Appeals for the Ninth Circuit

Decided June 9, 1994No. 92-55915PublishedCited by 123 opinions

1Opinion of the Court

Opinion by Judge D.W. NELSON.

D.W. NELSON, Circuit Judge:

OVERVIEW

Citadel Holding Corporation (“Citadel”) appeals the district court’s grant of summary judgment in favor of Alfred Roven (“Roven”) and American Underwriters, Inc. (“American”) in an action filed by Citadel under § 16(b) of the Securities Exchange Act of 1934 (“the Act”). 15 U.S.C. § 78p(b) (1988). Citadel seeks disgorgement of profits allegedly realized by Roven through short-term transactions with private brokerage houses in options referencing Citadel stock. We have jurisdiction pursuant to 15 U.S.C. § 78aa. We affirm.

FACTUAL…

2Cases cited11 opinions

  1. Celotex Corp. v. Catrett, Administratrix of the Estate of CatrettSupreme Court of the United States · 1986
  2. Norfolk & Western Railway Co. v. American Train Dispatchers' Ass'nSupreme Court of the United States · 1991
  3. Reliance Electric Co. v. Emerson Electric Co.Supreme Court of the United States · 1972
  4. Fed. Sec. L. Rep. P 92,683 John Bershad v. Bernard P. McDonoughCourt of Appeals for the Seventh Circuit · 1970
  5. Whittaker v. Whittaker Corp.Court of Appeals for the Ninth Circuit · 1981

6 more not listed; retrieve them via the Exa API.

3Cited by123 opinions

  1. Decker v. Advantage Fund Ltd.Court of Appeals for the Ninth Circuit · 2004
  2. Fed. Sec. L. Rep. P 90,280 Margaret Gwozdzinsky, Derivatively on Behalf of Revco D.S., Inc. v. Zell/chilmark Fund, L.P. And Revco D.S., Inc.Court of Appeals for the Second Circuit · 1998
  3. Nevada Power Co. v. Monsanto Co.District Court, D. Nevada · 1995
  4. Cecala v. NewmanDistrict Court, D. Arizona · 2007
  5. Coup v. Scottsdale Plaza Resort, LLCDistrict Court, D. Arizona · 2011

118 more not listed; retrieve them via the Exa API.

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