Legal Opinion
Loftus v. Financial Industry Regulatory Authority
District Court, S.D. New York
Decided February 1, 2021No. 1:20-cv-07290Unknown
1Opinion
UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ROBERT LOFTUS, Plaintiff, 20-Cv-7290 (SHS) v. FINANCIAL INDUSTRY REGULATORY OPINION & ORDER AUTHORITY, INC., Defendant. SIDNEY H. STEIN, U.S. District Judge. Defendant Financial Industry Regulatory Authority, Inc. (“FINRA”) brings this motion to dismiss plaintiff Robert Loftus’s complaint pursuant to Fed. R. Civ. P. 12(b)(1) and 12(b)(6). Loftus alleges that FINRA violated his rights under the Securities Exchange Act of 1934 (“Exchange Act”), 15 U.S.C. § 78a, et seq, when it denied him a forum to petition for expungement of his…
2Cases cited15 opinions
- Chambers v. Time Warner, Inc.Court of Appeals for the Second Circuit · 2002
- Mansfield, Coldwater & Lake Michigan Railway Co. v. SwanSupreme Court of the United States · 1884
- Carter v. HealthPort Technologies, LLCCourt of Appeals for the Second Circuit · 2016
- Susan A. Desiderio v. National Association of Securities Dealers, Inc.Court of Appeals for the Second Circuit · 1999
- Colonial Realty Corporation v. Bache & Co.Court of Appeals for the Second Circuit · 1966
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