Legal Opinion

Mathews v. Kidder, Peabody & Co.

Court of Appeals for the Third Circuit

Decided July 31, 2001No. 00-2566UnknownCited by 15 opinions

1Opinion of the Court

OPINION OF THE COURT

NYGAARD, Circuit Judge.

The Appellants in this case are a number of self-professed conservative, frst-time investors who purchased securities from Kidder Peabody & Co., Inc. and the Henry S. Miller Organization. They claim that Kidder and Miller fraudulently misrepresented the securities as low-risk vehicles similar to municipal bonds. Ultimately, the securities failed and the Appellants brought civil RICO claims. After extensive discovery, the District Court granted summary judgment to Kidder and Miller and held that the Appellants’ claims were barred by the applicable…

2Cases cited38 opinions

  1. Anderson v. Liberty Lobby, Inc.Supreme Court of the United States · 1986
  2. Celotex Corp. v. Catrett, Administratrix of the Estate of CatrettSupreme Court of the United States · 1986
  3. Zenith Radio Corp. v. Hazeltine Research, Inc.Supreme Court of the United States · 1971
  4. Herman & MacLean v. HuddlestonSupreme Court of the United States · 1983
  5. Agency Holding Corp. v. Malley-Duff & Associates, Inc.Supreme Court of the United States · 1987

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3Cited by15 opinions

  1. John W. Mathews v. Kidder, Peabody & Co., Inc., A Delaware CorporationCourt of Appeals for the Third Circuit · 2001
  2. Atlantic Richfield Company v. NL Industries, Inc. and NL Environmental Management ServicesDistrict Court, D. Colorado · 2026
  3. BYRD v. FINLEYDistrict Court, D. New Jersey · 2023
  4. Baltrusaitis v. International Union United Automobile, Aerospace and Agricultural Implement Workers of AmericaDistrict Court, E.D. Michigan · 2022
  5. COMMODITY FUTURES TRADING COMMISSION v. WORLDWIDEMARKETS, LTD.District Court, D. New Jersey · 2023

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