Legal Opinion
Carlsten v. Oscar Gruss & Son, Inc.
Supreme Court of Rhode Island
Decided June 11, 2004No. 2002-568-AppealPublishedCited by 9 opinions
1Opinion of the Court
OPINION
FLAHERTY, Justice.
The respondent, Oscar Gruss & Son, Inc. (Gruss), a New York based registered broker-dealer of securities, asks this Court to reverse a Superior Court judgment entered in favor of the petitioner-investor, Roger N. Carlsten, affirming an arbitration award. 1 The award was issued by an arbitration panel conducted under the auspices of the National Association of Securities Dealers Dispute Resolution, Inc. (NASD). Gruss maintains that the hearing justice erred in confirming the award because the arbitrators acted in manifest disregard of the law and that the award was…
2Cases cited15 opinions
- Blue Sky L. Rep. P 72,496, Fed. Sec. L. Rep. P 93,186 Thorburn Kennedy, Trustee v. Josephthal & Company, Inc., Edward M. Swartz and Fredric SwartzCourt of Appeals for the First Circuit · 1987
- Advest, Inc. v. Patrick McCarthyCourt of Appeals for the First Circuit · 1990
- Jacinto v. EganSupreme Court of Rhode Island · 1978
- Fed. Sec. L. Rep. P 94,361 Louis v. Jackvony, Jr. v. Riht Financial Corporation, Etc., John R. Cioci v. Riht Financial Corporation, Etc.Court of Appeals for the First Circuit · 1989
- Filippi v. FilippiSupreme Court of Rhode Island · 2003
10 more not listed; retrieve them via the Exa API.
3Cited by9 opinions
- Pierce v. Rhode Island HospitalSupreme Court of Rhode Island · 2005
- Management Capital, L.L.C. v. F.A.F., Inc.Supreme Court of Rhode Island · 2019
- Progressive Northern Insurance v. LydenSupreme Court of Rhode Island · 2010
- John Rocchio Corp. v. Town of CoventrySupreme Court of Rhode Island · 2007
- Gelfuso and Lachut, Inc. v. Mary's Italian Restaurant, Inc.Supreme Court of Rhode Island · 2006
4 more not listed; retrieve them via the Exa API.