N.Y. Republican State Comm. v. SEC. & Exch. Comm'n
Court of Appeals for the D.C. Circuit
1Opinion of the Court
Dissenting opinion filed by Senior Circuit Judge Sentelle.
Ginsburg, Senior Circuit Judge:
*501 In 2016 the Securities and Exchange Commission adopted Rule 2030, which regulates the political contributions of those members of the Financial Industry Regulatory Authority (FINRA), a self-regulatory association of broker-dealers, who act as "placement agents" - i.e. , individuals and firms that investment advisers hire to help them secure contracts advising a government entity. The Rule prohibits a placement agent from accepting compensation for soliciting government business from certain candidates…
Also in this document: Dissent.
2Cases cited25 opinions
- Lujan v. Defenders of WildlifeSupreme Court of the United States · 1992
- Buckley v. ValeoSupreme Court of the United States · 1976
- Clapper v. Amnesty International USASupreme Court of the United States · 2013
- Whitmore Ex Rel. Simmons v. ArkansasSupreme Court of the United States · 1990
- Food & Drug Administration v. Brown & Williamson Tobacco Corp.Supreme Court of the United States · 2000
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- Campaign Legal Center v. Federal Election CommissionDistrict Court, District of Columbia · 2021
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