Legal Opinion

Jackson v. Bache & Co., Inc.

District Court, N.D. California

Decided June 11, 1974No. C-70-2254-OJCPublishedCited by 9 opinions

1Opinion of the Court

MEMORANDUM FOR JUDGMENT

OLIVER J. CARTER, Chief Judge.

Plaintiffs have brought an action against the defendants wherein they allege violation of the Securities Exchange Act of 1934, fraud, violation of rules promulgated by the New York Stock Exchange and National Association of Securities Dealers, negligence, and breach of fiduciary duties.

Jurisdiction is conferred upon the Court by 15 U.S.C. § 78aa and by the Court’s pendant jurisdiction over the state claims.

Stipulated judgments 1 were entered as to defendants Diamond Management, Inc., Donald L. Mitchell, Medical Logistics Inc., Donald P.…

2Cases cited33 opinions

  1. Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
  2. Fed. Sec. L. Rep. P 93,748 Securities and Exchange Commission v. Glenn W. Turner Enterprises, Inc.Court of Appeals for the Ninth Circuit · 1973
  3. Fed. Sec. L. Rep. P 93,959 Frank Lanza, Jr. v. Drexel & Co., Theodore J. Kircher and Christie F. VitoloCourt of Appeals for the Second Circuit · 1973
  4. Myzel v. FieldsCourt of Appeals for the Eighth Circuit · 1967
  5. Landry v. Federal Deposit Insurance CorporationCourt of Appeals for the Third Circuit · 1973

28 more not listed; retrieve them via the Exa API.

3Cited by9 opinions

  1. Zweig v. Hearst Corp.Court of Appeals for the Ninth Circuit · 1975
  2. Fed. Sec. L. Rep. P 95,629 C. L. Holloway Et Ux. v. Eugene HowerddCourt of Appeals for the Sixth Circuit · 1976
  3. Haynes v. Anderson & Strudwick, Inc.District Court, E.D. Virginia · 1981
  4. Mascolo v. Merrill Lynch, Pierce, Fenner & Smith, Inc.District Court, S.D. New York · 1976
  5. Beebe v. Pacific Realty TrustDistrict Court, D. Oregon · 1983

4 more not listed; retrieve them via the Exa API.

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