Legal Opinion
U.S. Securities & Exchange Commission v. Altomare
Court of Appeals for the Second Circuit
Decided November 13, 2008No. 07-2407-cvPublishedCited by 17 opinions
1Opinion of the Court
SUMMARY ORDER
The United States Securities and Exchange Commission (“SEC”) sued, inter alia, defendants Richard A. Alternare and Chris G. Gunderson, alleging violations of various federal securities laws. The SEC then moved, in relevant part, for summary judgment against Alternare and Gunderson with respect to its claims that they violated sections 5 and 17(a) of the Securities Act of 1933, section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 promulgated thereunder. Alternare and Gunderson cross-moved for summary judgment with respect to the section 5 claims. The district court…
2Cases cited2 opinions
- Brian Sheppard v. Leon Beerman, as an Individual and in His Official Capacity as Justice of the Supreme Court of the State of New YorkCourt of Appeals for the Second Circuit · 2003
- U.S. Securities & Exchange Commission v. Universal Express, Inc.District Court, S.D. New York · 2007
3Cited by17 opinions
- U.S. Securities & Exchange Commission v. Universal Express, Inc.District Court, S.D. New York · 2009
- Securities & Exchange Commission v. CKB168 Holdings, Ltd.District Court, E.D. New York · 2016
- Securities & Exchange Commission v. ConstantinDistrict Court, S.D. New York · 2013
- Cobalt Multifamily Investors I, LLC v. ArdenDistrict Court, S.D. New York · 2011
- Securities & Exchange Commission v. IllarramendiDistrict Court, D. Connecticut · 2017
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