Securities and Exchange Commission v. Commonwealth Equity Services, LLC

United States Court of Appeals For the First Circuit No. 24-1427 SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Appellee, v. COMMONWEALTH EQUITY SERVICES, LLC, d/b/a Commonwealth Financial Network, Defendant, Appellant. APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MASSACHUSETTS [Hon. Indira Talwani, U.S. District Judge] Before Montecalvo, Circuit Judge, Breyer,* Associate Justice, and Lynch, Circuit Judge. Thomas M. Byrne, with whom Olga Greenberg, Rebekah Whittington O'Brien, and Eversheds Sutherland (US) LLP were on brief, for appellant. Joshua M. Feinzig, Kelly P.…