Legal Opinion
State v. Dumke
Missouri Court of Appeals
Decided April 4, 1995No. WD 49208PublishedCited by 10 opinions
1Opinion of the Court
SMART, Judge.
John Dumke appeals from his conviction for selling unregistered securities, § 409.301, RSMo 1994 1 , and for transacting business as a unregistered security agent, § 409.201. He was sentenced to consecutive terms of six years imprisonment and fined $100,000 for each offense. He presents five points on appeal, contending the trial court erred by: (1) giving an instruction in which the term “willfully” is allegedly defined erroneously; (2) excluding evidence as to securities registration exemptions filed in other jurisdictions and excluding evidence as to legal advice provided by…
2Cases cited36 opinions
- Morissette v. United StatesSupreme Court of the United States · 1952
- Trans World Airlines, Inc. v. ThurstonSupreme Court of the United States · 1985
- Staples v. United StatesSupreme Court of the United States · 1994
- United States v. United States Gypsum Co.Supreme Court of the United States · 1978
- Ratzlaf v. United StatesSupreme Court of the United States · 1994
31 more not listed; retrieve them via the Exa API.
3Cited by10 opinions
- State v. WallaceCourt of Appeals of Utah · 2005
- State v. CasperTennessee Supreme Court · 2009
- State v. AndresenSupreme Court of Connecticut · 2001
- State v. MuellerCourt of Appeals of Wisconsin · 1996
- Secretary of State v. TretiakNevada Supreme Court · 2001
5 more not listed; retrieve them via the Exa API.