Legal Opinion

Raymond James & Associates, Inc. v. Barlow

District Court, S.D. Mississippi

Decided March 27, 2020No. 3:19-cv-00394Unknown

1Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF MISSISSIPPI NORTHERN DIVISION RAYMOND JAMES & ASSOCIATES, PLAINTIFFS INC., ET AL. V. CAUSE NO. 3:19-CV-394-CWR-LRA RALPH H. BARLOW, ET AL. DEFENDANTS ORDER In this case, 20 investors claimed they were defrauded by their former financial advisors at what is now Raymond James & Associates, Inc. The dispute proceeded to a 17-day FINRA arbitration conducted over the course of seven months. The investors largely prevailed.1 The arbitrators unanimously awarded the investors compensatory damages, punitive damages, costs, and attorney’s…

2Cases cited12 opinions

  1. Mitsubishi Motors Corp. v. Soler Chrysler-Plymouth, Inc.Supreme Court of the United States · 1985
  2. United Paperworkers International Union v. Misco, Inc.Supreme Court of the United States · 1987
  3. Shearson/American Express Inc. v. McMahonSupreme Court of the United States · 1987
  4. Trump v. HawaiiSupreme Court of the United States · 2018
  5. Jackson v. Cal-Western Packaging Corp.Court of Appeals for the Fifth Circuit · 2010

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