Legal Opinion
Nye v. Blyth Eastman Dillon & Co.
Court of Appeals for the Eighth Circuit
Decided December 1, 1978No. Nos. 78-1037, 78-1074 and 78-1085PublishedCited by 31 opinions
1Opinion of the Court
HEANEY, Circuit Judge.
Blyth Eastman Dillon and Company, Inc., Richard Newham and Harold Covlin appeal from a judgment in the amount of $759,313 entered against them after a non-jury trial. The trial court found that the appellants had violated § 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b) and Rule 10b-5, 17 C.F.R. § 240.10b-5, because of their conduct involving an investment account maintained by George Nye, Gerald Sterner and Thomas Muleahy with Blyth Eastman. The trial court also found that the appellants had committed common law fraud. The appellants argue that several…
2Cases cited12 opinions
- United States v. United States Gypsum Co.Supreme Court of the United States · 1948
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Myzel v. FieldsCourt of Appeals for the Eighth Circuit · 1967
- Daniel L. SHULL, Appellant, v. DAIN, KALMAN & QUAIL, INC., a Corporation, and Harry Ware, AppelleesCourt of Appeals for the Eighth Circuit · 1977
- Fed. Sec. L. Rep. P 96,186 Securities and Exchange Commission v. Bausch & Lomb Incorporated and Daniel G. SchumanCourt of Appeals for the Second Circuit · 1977
7 more not listed; retrieve them via the Exa API.
3Cited by31 opinions
- Donovan v. BierwirthCourt of Appeals for the Second Circuit · 1985
- Fed. Sec. L. Rep. P 93,906 Herbert J. Rowe, Cross-Appellants v. Maremont Corporation, Cross-AppelleeCourt of Appeals for the Seventh Circuit · 1988
- Fed. Sec. L. Rep. P 94,517 Margaret R. Bruschi v. Ken Brown, Elmco, Inc.Court of Appeals for the Eleventh Circuit · 1989
- Fed. Sec. L. Rep. P 92,535 Harold Harris v. Union Electric CompanyCourt of Appeals for the Eighth Circuit · 1986
- Austin v. LoftsgaardenCourt of Appeals for the Eighth Circuit · 1982
26 more not listed; retrieve them via the Exa API.