Legal Opinion
United States Securities and Exchange Commission v. Nicholas A. Zahareas, Tuschner & Co. Inc., John M. Tuschner, Euroamerican Securities, S.A.
Court of Appeals for the Eighth Circuit
Decided November 29, 2001No. 00-3047PublishedCited by 27 opinions
1Opinion of the Court
BYE, Circuit Judge.
John M. Tuschner appeals the district court’s grant of the Securities and Exchange Commission’s (SEC) motion for summary judgment holding him liable under Section 20(e) of the Securities and Exchange Act of 1934. See 15 U.S.C. § 78t(e). Under the SEC’s most recent theory, Nicholas Zahareas, a securities broker barred from the United States market, was “controlled by” Tuschner, a Minneapolis-based broker.1 According to the SEC, Tuschner’s purported control over Zahareas made Zahareas an “associated person” of a United States securities broker in contravention of a securities…
2Cases cited7 opinions
- Celotex Corp. v. Catrett, Administratrix of the Estate of CatrettSupreme Court of the United States · 1986
- United States v. Steven Curtis McIntoshCourt of Appeals for the Eighth Circuit · 2001
- Cheryl D. Christopher v. Adam's Mark Hotels, a Division of Hbe CorporationCourt of Appeals for the Eighth Circuit · 1998
- Guhlke v. Roberts Truck LinesSupreme Court of Minnesota · 1964
- Patterson v. MasemCourt of Appeals for the Eighth Circuit · 1985
2 more not listed; retrieve them via the Exa API.
3Cited by27 opinions
- United States v. Charter Communications, Inc.Court of Appeals for the Eighth Circuit · 2005
- United States Securities and Exchange Commission v. Nicholas A. Zahareas Tuschner & Company, Inc. John M. Tuschner Euroamerican Securities, S.A.Court of Appeals for the Eighth Circuit · 2004
- Wachovia Securities, L.L.C. v. StantonDistrict Court, N.D. Iowa · 2008
- Sak v. City of AureliaDistrict Court, N.D. Iowa · 2011
- Prudential Insurance Co. of America v. InlayDistrict Court, N.D. Iowa · 2010
22 more not listed; retrieve them via the Exa API.