Fed. Sec. L. Rep. P 95,751 Securities and Exchange Commission v. World Radio Mission, Inc.
Court of Appeals for the First Circuit
1Opinion of the Court
ALDRICH, Senior Circuit Judge.
Plaintiff Securities and Exchange Commission appeals from the denial of preliminary relief in an action seeking to enjoin a religious organization and its leader from violating the anti-fraud provisions of the 1933 and 1934 Securities Acts. 15 U.S.C. §§ 77q(a), 78j(b); 17 CFR § 240.10b-5. 1 Although, following a three day evidentiary hearing, the court found that plaintiff had “made a prima facie showing of a violation of the federal security laws and the likelihood that future violations will occur,” it declined to issue a preliminary injunction. 2 This…
2Cases cited13 opinions
- Cantwell v. ConnecticutSupreme Court of the United States · 1940
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
- Murdock v. PennsylvaniaSupreme Court of the United States · 1943
- Hecht Co. v. BowlesSupreme Court of the United States · 1944
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3Cited by60 opinions
- Aaron v. Securities & Exchange CommissionSupreme Court of the United States · 1980
- Commodity Futures Trading Commission v. Jack W. SavageCourt of Appeals for the Ninth Circuit · 1980
- Fed. Sec. L. Rep. P 97,588 Securities and Exchange Commission v. Stephen MurphyCourt of Appeals for the Ninth Circuit · 1980
- Securities and Exchange Commission v. Savoy Industries, Inc. Appeal of S. Mort ZimmermanCourt of Appeals for the D.C. Circuit · 1978
- Fed. Sec. L. Rep. P 96,610 Securities and Exchange Commission v. Gerson Blatt, Barton S. Udell, and John PullmanCourt of Appeals for the Fifth Circuit · 1978
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