In Re Alstom SA Securities Litigation
District Court, S.D. New York
This document relates to all actions.
1Opinion of the Court
DECISION AND ORDER
MARRERO, District Judge.
TABLE OF CONTENTS
I. INTRODUCTION..........................................................443
II. BACKGROUND...........................................................444
III. SECTION 10(b) OF THE EXCHANGE ACT AND RULE 10b-5................444
A. LEGAL STANDARD...................................................444
1. Misleading Statement or Omission....................................445
2. Scienter...........................................................445
a. Motive and Opportunity..........................................446
b. Conscious Misbehavior or…
2Cases cited78 opinions
- Swierkiewicz v. Sorema N. A.Supreme Court of the United States · 2002
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Basic Inc. v. LevinsonSupreme Court of the United States · 1988
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
- Central Bank of Denver, N. A. v. First Interstate Bank of Denver, N. A.Supreme Court of the United States · 1994
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- In re Lululemon Securities LitigationDistrict Court, S.D. New York · 2014
- In Re Marsh & McLennan Companies, Inc. Securities LitigationDistrict Court, S.D. New York · 2006
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