Legal Opinion
Richard B. BERDAHL, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent
Court of Appeals for the Eighth Circuit
Decided March 22, 1978No. 77-1201PublishedCited by 10 opinions
1Opinion of the Court
HENLEY, Circuit Judge.
Richard B. Berdahl petitions this court for review of a final order of the Securities and Exchange Commission (the “Commission”) barring him from association with any broker or dealer, provided that after nine months he may apply to the Commission for permission to become associated with a broker or dealer in a nonsupervisory capacity. We deny the petition for review.
On July 3,1971 Midland Securities Corporation (“Midland”) became registered with the Commission as a broker-dealer in securities. Petitioner, who had founded Midland, became its registered principal in…
2Cases cited22 opinions
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Fed. Sec. L. Rep. P 95,887 Sundstrand Corporation v. Sun Chemical CorporationCourt of Appeals for the Seventh Circuit · 1977
- Butz v. Glover Livestock Commission Co.Supreme Court of the United States · 1973
- Fed. Sec. L. Rep. P 96,030 Henry T. Sanders v. John Nuveen & Co., Inc.Court of Appeals for the Seventh Circuit · 1977
- Gilligan, Will & Co., a Partnership, and James Gilligan and William Will v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1959
17 more not listed; retrieve them via the Exa API.
3Cited by10 opinions
- Fed. Sec. L. Rep. P 98,209 Arthur L. Stokes v. Lawrence Lokken and Henson & Tully, a PartnershipCourt of Appeals for the Eighth Circuit · 1981
- Federal Deposit Insurance Corporation v. First Interstate Bank of Des Moines, N.A. F/k/a United Central Bank of Des Moines, N.A.Court of Appeals for the First Circuit · 1989
- Fed. Sec. L. Rep. P 92,963 Pagel, Inc. Jack W. Pagel and Duane A. Markus v. Securities and Exchange CommissionCourt of Appeals for the Eighth Circuit · 1986
- Thomas M. Svalberg v. Securities and Exchange Commission, C. Brock Lippitt v. Securities and Exchange CommissionCourt of Appeals for the D.C. Circuit · 1989
- Board Of Trade Of The City Of Chicago v. Securities And Exchange CommissionCourt of Appeals for the Seventh Circuit · 1982
5 more not listed; retrieve them via the Exa API.