Legal Opinion
Fed. Sec. L. Rep. P 92,963 Pagel, Inc. Jack W. Pagel and Duane A. Markus v. Securities and Exchange Commission
Court of Appeals for the Eighth Circuit
Decided October 22, 1986No. 85-5295, 85-5300PublishedCited by 26 opinions
1Opinion of the Court
WOLLMAN, Circuit Judge.
Pagel, Inc., a Minneapolis registered broker-dealer in securities, its president and sole stockholder, Jack W. Pagel, and its executive vice president, Duane A. Markus, petition for review of a final order of the Securities and Exchange Commission (Commission) revoking the broker-dealer registration of Pagel, Inc., and barring Pagel and Markus from association with any broker or dealer. We affirm the Commission’s order.
Pagel, Inc., served as the principal underwriter for the first public offering of the securities of FilmTec Corporation in March 1979. 1 Pursuant to the…
2Cases cited23 opinions
- Consolidated Edison Co. v. National Labor Relations BoardSupreme Court of the United States · 1938
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Consolo v. Federal Maritime CommissionSupreme Court of the United States · 1966
- Baxter v. PalmigianoSupreme Court of the United States · 1976
- Herman & MacLean v. HuddlestonSupreme Court of the United States · 1983
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3Cited by26 opinions
- ATSI Communications, Inc. v. Shaar Fund, Ltd.Court of Appeals for the Second Circuit · 2007
- Federal Savings & Loan Insurance Corp. v. DixonCourt of Appeals for the Fifth Circuit · 1987
- Koester v. American Republic Investments, Inc.Court of Appeals for the Eighth Circuit · 1993
- Securities & Exchange Commission v. ShanahanCourt of Appeals for the Eighth Circuit · 2011
- Underwood v. Elkay Mining, Inc.Court of Appeals for the Fourth Circuit · 1997
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