Legal Opinion
Maryland Securities Commissioner v. U.S. Securities Corp.
Court of Special Appeals of Maryland
Decided August 26, 1998No. 924, Sept. Term, 1997PublishedCited by 12 opinions
1Opinion of the Court
DAVIS, Judge.
An Administrative Law Judge (ALJ) found, and the Maryland Securities Commissioner (Securities Commissioner) affirmed, that appellees Anthony D. Roberts and his company, U.S. Securities Corporation (USSC), violated the Maryland Securities Act by engaging in a scheme to defraud Maryland investors in connection with an offering of Printron, Inc. (Printron) stock during January and February 1992. Specifically, the ALJ and the Securities Commissioner found that appellees misrepresented and omitted material facts, thereby misleading investors regarding the true reasons that Printron…
2Cases cited29 opinions
- United Parcel Service, Inc. v. People's CounselCourt of Appeals of Maryland · 1994
- Department of Natural Resources v. Linchester Sand & Gravel Corp.Court of Appeals of Maryland · 1975
- United Steelworkers of America AFL-CIO, Local 2610 v. Bethlehem Steel Corp.Court of Appeals of Maryland · 1984
- In Re Formal Inquiry Concerning Judge DienerCourt of Appeals of Maryland · 1973
- Snowden v. Mayor & CC of BaltimoreCourt of Appeals of Maryland · 1961
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3Cited by12 opinions
- Chevy Chase Land Co. v. United StatesCourt of Appeals of Maryland · 1999
- Bereano v. State Ethics CommissionCourt of Appeals of Maryland · 2008
- Smack v. Department of Health & Mental HygieneCourt of Special Appeals of Maryland · 2000
- Abbey v. University of MarylandCourt of Special Appeals of Maryland · 1999
- National Union Fire Insurance v. Porter Hayden Co.District Court, D. Maryland · 2009
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