Legal Opinion

Charles Schwab & Co., Inc. v. Winston

District Court, S.D. New York

Decided April 17, 2025No. 1:24-cv-10033Unknown

1Opinion

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK CHARLES SCHWAB & CO., INC., Petitioner, 24 Civ. 10033 (PAE) ~ OPINION & ORDER EDWARD BRIAN WINSTON, Respondent. PAUL A. ENGELMAYER, District Judge: Petitioner Charles Schwab & Co., Inc. (“Schwab”) won an arbitral award against respondent Edward Brian Winston, issued by an arbitral panel appointed by the Financial Industry Regulatory Authority (“FINRA”). See Dkt. 4, Ex. 1 (the “Award”). Schwab filed this action to confirm the Award, pursuant to the Federal Arbitration Act (“FAA”), 9 U.S.C, § 9. Winston, although appearing, has not…

2Cases cited15 opinions

  1. Tolan v. CottonSupreme Court of the United States · 2014
  2. D.H. Blair & Co. v. GottdienerCourt of Appeals for the Second Circuit · 2006
  3. Hall Street Associates, L. L. C. v. Mattel, Inc.Supreme Court of the United States · 2008
  4. Terry v. AshcroftCourt of Appeals for the Second Circuit · 2003
  5. Duferco International Steel Trading v. T. Klaveness Shipping A/sCourt of Appeals for the Second Circuit · 2003

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