Legal Opinion
Courtland v. Walston & Co., Inc.
District Court, S.D. New York
Decided February 10, 1972No. 66 Civ. 1024PublishedCited by 22 opinions
1Opinion of the Court
OPINION
BRIE ANT, District Judge.
Plaintiff,- a disappointed former customer of an investment house, brings this action against her stockbrokers (“Walston”), and also against the executors of a deceased registered representative formerly employed by Walston, (“decedent”) . The action is based upon alleged violations of the Securities Act of 1933, 15 U.S.C. § 77a et seq., the Securities Exchange Act of 1934, 15 U.S.C. § 78a et seq., and the Investment Advisers Act of 1940, 15 U.S.C. § 80b-l et seq. The complaint also makes reference to Section 352 of the General Business Law of the State of New…
2Cases cited49 opinions
- Erie Railroad v. TompkinsSupreme Court of the United States · 1938
- Cohen v. Beneficial Industrial Loan Corp.Supreme Court of the United States · 1949
- Hanna v. PlumerSupreme Court of the United States · 1965
- Guaranty Trust Co. v. YorkSupreme Court of the United States · 1945
- Guaranty Trust Co. v. YorkSupreme Court of the United States · 1945
44 more not listed; retrieve them via the Exa API.
3Cited by22 opinions
- Air Et Chaleur, S.A., Pierre Berger, Daniel Cauchie, Jacques W. Van De Velde v. Eliot JanewayCourt of Appeals for the Second Circuit · 1985
- Anderson v. Phoenix Investment Counsel of Boston, Inc.Massachusetts Supreme Judicial Court · 1982
- Reliance Insurance Co. v. Barron'sDistrict Court, S.D. New York · 1977
- Miller v. DavisCourt of Appeals for the Sixth Circuit · 1974
- Hand v. Dean Witter Reynolds Inc.Court of Appeals of Texas · 1994
17 more not listed; retrieve them via the Exa API.