Legal Opinion

French v. Merrill Lynch, Pierce, Fenner & Smith, Inc.

Court of Appeals for the Ninth Circuit

Decided March 6, 1986No. Nos. 85-1653, 85-1702PublishedCited by 44 opinions

1Opinion of the Court

NELSON, Circuit Judge:

This appeal stems from a decision rendered by a duly constituted Arbitration Panel (“Panel”) of the Pacific Stock Exchange (“PSE”), holding Merrill Lynch, Pierce, Fenner & Smith, Inc. (“Merrill Lynch”) liable to R. James French (“French”), for negligent misrepresentation in connection with French’s sale of option contracts to a Merrill Lynch broker. The Panel awarded French compensatory damages of $52,925.00, interest on that award, and consequential damages of $275,000.00 resulting from lost profits. The district court confirmed the Panel’s award of compensatory damages…

2Cases cited32 opinions

  1. Moses H. Cone Memorial Hospital v. Mercury Construction Corp.Supreme Court of the United States · 1983
  2. United Steelworkers v. Warrior & Gulf Navigation Co.Supreme Court of the United States · 1960
  3. Mitsubishi Motors Corp. v. Soler Chrysler-Plymouth, Inc.Supreme Court of the United States · 1985
  4. TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
  5. Bankers Trust Co. v. MallisSupreme Court of the United States · 1978

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3Cited by44 opinions

  1. Morris v. Princess Cruises, Inc.Court of Appeals for the Ninth Circuit · 2001
  2. Lovell v. ChandlerCourt of Appeals for the Ninth Circuit · 2002
  3. Porzig v. Dresdner, Kleinwort, Benson, North America LLCCourt of Appeals for the Second Circuit · 2007
  4. Advest, Inc. v. Patrick McCarthyCourt of Appeals for the First Circuit · 1990
  5. Joseph Jenkins and Stanley Hodges, & Cross-Appellees v. Prudential-Bache Securities, Inc., & Cross-AppellantCourt of Appeals for the Tenth Circuit · 1988

39 more not listed; retrieve them via the Exa API.

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