United States Securities & Exchange Commission v. East Delta Resources Corp.

SUMMARY ORDER

Mayer and David Amsel, proceeding pro se, appeal the district court’s judgment for the United States Securities and Exchange Commission (“SEC”), finding them liable for fraud in violation of § 17(a) of the Securities Act, 15 U.S.C. § 77q(a), § 10(b) of the Exchange Act, 15 U.S.C. § 78j(b), and SEC Rule 10b-5,17 C.F.R. § 240.10b-5; and registration improprieties in violation of § 5(a) and (c) of the Securities Act, 15 U.S.C. § 77e(a) and (c). We assume the parties’ familiarity with the facts, the procedural history of the case, and the issues on appeal.1

We affirm the district…