Legal Opinion
Securities and Exchange Commission v. Jacoby
District Court, D. Maryland
Decided September 30, 2021No. 1:17-cv-03230Unknown
1Opinion
IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MARYLAND SECURITIES AND EXCHANGE * COMMISSION * * Civil Action No. CCB-17-3230 v. * * PHILIP R. JACOBY, JR., et al. * * * ***** MEMORANDUM Now pending is a motion for reconsideration of this court’s order granting summary judgment in favor of the Securities and Exchange Commission (the “SEC”) and against defendant Philip R. Jacoby on the SEC’s claim that Jacoby violated Section 304(a) of the Sarbanes-Oxley Act of 2002 (“SOX 304”). (ECF 201). The matter has been fully briefed and no oral argument is necessary. See Local Rule 105.6 (D. Md.…
2Cases cited5 opinions
- Martha Carlson v. Boston Scientific CorporationCourt of Appeals for the Fourth Circuit · 2017
- Lynn v. Monarch Recovery Management, Inc.District Court, D. Maryland · 2013
- Securities & Exchange Commission v. Life Partners Holdings, Inc.Court of Appeals for the Fifth Circuit · 2017
- U.S. Securities & Exchange Commission v. JensenCourt of Appeals for the Ninth Circuit · 2016
- Securities & Exchange Commission v. JenkinsDistrict Court, D. Arizona · 2010