Roger v. Lehman Bros. Kuhn Loeb, Inc.

ORDER

CARL B. RUBIN, Chief Judge.

This matter is before the Court on Plaintiff’s Motion for Partial Summary Judgment (doc. no. 48) and Defendant’s Cross Motion for Partial Summary Judgment (doc. no. 54) regarding Count III of the Amended Complaint (doc. no. 40).

These motions require a decision whether under Ohio’s Blue Sky Law, O.R.C. § 1707 et seq. (1985), certain securities were exempt from registration requirements and, if so, whether Plaintiff must tender back these securities to Defendant in order to entitle Plaintiff to the right of recission.

I. FACTS

The background facts in this matter…