Prudential-Bache Securities, Inc. v. Lisle Axis Associates
District Court, N.D. Illinois
1Opinion of the Court
MEMORANDUM OPINION AND ORDER
SHADUR, District Judge.
Prudential-Bache Securities, Inc. (“Prudential”) has sued two defendants here:
1. Lisle Axis Associates (“Lisle Axis”) 1 for alleged violations of Securities Exchange Act of 1934 (“1934 Act”) § 10b (15 U.S.C. § 78j(b)) and Rule lob-5, 17 C.F.R. § 240.10b-5 (Count I, the “Rule 10b-5 Claim”), common law conspiracy to defraud (Count II, the “Conspiracy Claim”) and breach of contract (Count III); 2 and
2. Manufacturers Hanover Trust Company (“Manufacturers”), solely as Lisle Axis’ claimed co-conspirator under the Conspiracy Claim.
Manufacturers now…
2Cases cited20 opinions
- United Mine Workers of America v. GibbsSupreme Court of the United States · 1966
- Aldinger v. HowardSupreme Court of the United States · 1976
- Miree v. DeKalb CountySupreme Court of the United States · 1977
- Junior Ray Duckworth, Cross-Appellants v. Gayle Franzen, Cross-AppelleesCourt of Appeals for the Seventh Circuit · 1986
- Fed. Sec. L. Rep. P 98,755, Fed. Sec. L. Rep. P 99,074 William B. Weinberger v. James C. Kendrick, Charles M. CoyneCourt of Appeals for the Second Circuit · 1983
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3Cited by8 opinions
- Bruce v. MartinDistrict Court, S.D. New York · 1989
- Berg v. BCS Financial Corp.District Court, N.D. Illinois · 2005
- Brandt v. Schal Associates, Inc.District Court, N.D. Illinois · 1987
- Doe v. BobbittDistrict Court, N.D. Illinois · 1987
- Campbell v. B.C. Christopher Securities Co.District Court, W.D. Missouri · 1988
3 more not listed; retrieve them via the Exa API.