Legal Opinion

Prudential-Bache Securities, Inc. v. Lisle Axis Associates

District Court, N.D. Illinois

Decided March 18, 1987No. 86 C 7634PublishedCited by 8 opinions

1Opinion of the Court

MEMORANDUM OPINION AND ORDER

SHADUR, District Judge.

Prudential-Bache Securities, Inc. (“Prudential”) has sued two defendants here:

1. Lisle Axis Associates (“Lisle Axis”) 1 for alleged violations of Securities Exchange Act of 1934 (“1934 Act”) § 10b (15 U.S.C. § 78j(b)) and Rule lob-5, 17 C.F.R. § 240.10b-5 (Count I, the “Rule 10b-5 Claim”), common law conspiracy to defraud (Count II, the “Conspiracy Claim”) and breach of contract (Count III); 2 and

2. Manufacturers Hanover Trust Company (“Manufacturers”), solely as Lisle Axis’ claimed co-conspirator under the Conspiracy Claim.

Manufacturers now…

2Cases cited20 opinions

  1. United Mine Workers of America v. GibbsSupreme Court of the United States · 1966
  2. Aldinger v. HowardSupreme Court of the United States · 1976
  3. Miree v. DeKalb CountySupreme Court of the United States · 1977
  4. Junior Ray Duckworth, Cross-Appellants v. Gayle Franzen, Cross-AppelleesCourt of Appeals for the Seventh Circuit · 1986
  5. Fed. Sec. L. Rep. P 98,755, Fed. Sec. L. Rep. P 99,074 William B. Weinberger v. James C. Kendrick, Charles M. CoyneCourt of Appeals for the Second Circuit · 1983

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3Cited by8 opinions

  1. Bruce v. MartinDistrict Court, S.D. New York · 1989
  2. Berg v. BCS Financial Corp.District Court, N.D. Illinois · 2005
  3. Brandt v. Schal Associates, Inc.District Court, N.D. Illinois · 1987
  4. Doe v. BobbittDistrict Court, N.D. Illinois · 1987
  5. Campbell v. B.C. Christopher Securities Co.District Court, W.D. Missouri · 1988

3 more not listed; retrieve them via the Exa API.

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