Legal Opinion
Securities & Exchange Commission v. Nutmeg Group, LLC
District Court, N.D. Illinois
Decided February 18, 2016No. 09-cv-1775PublishedCited by 9 opinions
1Opinion of the Court
MEMORANDUM OPINION AND ORDER
Jeffrey T. Gilbert, United States Magistrate Judge
Plaintiff Securities and Exchange Commission (the “SEC”) sued three defendants — The Nutmeg Group, LLC (“Nutmeg”); Randall Goulding (“Randall”); and David Goulding (“David”) — alleging violations of the Investment Advisers Act of 1940 (the “Advisers Act”), 15 U.S.C. § 80a-l et seq'., and the rules promulgated thereunder. The SEC also sued five other related defendants' — David Goulding, Inc.; David Samuel, LLC; Financial Alchemy, LLC; Philly Financial, LLC; and Eric Irrgang (collectively, “Relief Defendants”) —…
2Cases cited69 opinions
- Anderson v. Liberty Lobby, Inc.Supreme Court of the United States · 1986
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
- Transamerica Mortgage Advisors, Inc. v. LewisSupreme Court of the United States · 1979
- Securities & Exchange Commission v. Capital Gains Research Bureau, Inc.Supreme Court of the United States · 1963
- Securities & Exchange Commission v. TamboneCourt of Appeals for the First Circuit · 2010
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3Cited by9 opinions
- SEC v. Randall GouldingCourt of Appeals for the Seventh Circuit · 2022
- Doe v. Law School Admission Council, Inc.District Court, N.D. Illinois · 2022
- Eberly v. HarnackDistrict Court, N.D. Illinois · 2022
- H.P. v. Naperville Community Unit School District 203District Court, N.D. Illinois · 2018
- SECURITIES AND EXCHANGE COMMISSION v. MCDERMOTTDistrict Court, E.D. Pennsylvania · 2022
4 more not listed; retrieve them via the Exa API.