Legal Opinion
Fed. Sec. L. Rep. P 96,462 Securities and Exchange Commission v. Bernard Jay Coven
Court of Appeals for the Second Circuit
Decided June 2, 1978No. 558, Docket 75-6080PublishedCited by 53 opinions
1Opinion of the Court
MANSFIELD, Circuit Judge:
On July 5, 1973, the SEC commenced this action for injunctive relief pursuant to 15 U.S.C. §§ 77t(b) and 78u against 11 persons, including appellant, Carlton-Cambridge & Co. (“Carlton”), its president, Joseph Rega, Jr., and the Republic National Bank of New York (“Bank”), charging numerous violations of the federal securities laws in connection with a public offering of the common stock of Dennison Personnel, Inc. in 1972 and the subsequent manipulation of its market price. 1 Appellant allegedly participated in several of these violations. His conduct in each instance…
2Cases cited22 opinions
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Blue Chip Stamps v. Manor Drug StoresSupreme Court of the United States · 1975
- Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
- J. I. Case Co. v. BorakSupreme Court of the United States · 1964
- Superintendent of Insurance of New York v. Bankers Life & Casualty Co.Supreme Court of the United States · 1971
17 more not listed; retrieve them via the Exa API.
3Cited by53 opinions
- Aaron v. Securities & Exchange CommissionSupreme Court of the United States · 1980
- Fed. Sec. L. Rep. P 97,588 Securities and Exchange Commission v. Stephen MurphyCourt of Appeals for the Ninth Circuit · 1980
- Securities and Exchange Commission v. Savoy Industries, Inc. Appeal of S. Mort ZimmermanCourt of Appeals for the D.C. Circuit · 1978
- Walk-In Medical Centers, Inc. v. Breuer Capital Corp.Court of Appeals for the Second Circuit · 1987
- Banc One Capital Partners Corp. v. KneipperCourt of Appeals for the Fifth Circuit · 1995
48 more not listed; retrieve them via the Exa API.