Legal Opinion
P. Stolz Family Partnership, LP v. Daum
District Court, S.D. New York
Decided September 28, 2001No. 01 Civ. 1254(JSR)PublishedCited by 7 opinions
1Opinion of the Court
MEMORANDUM ORDER
RAKOFF, District Judge.
In this putative class action, plaintiff P. Stolz Family Partnership, L.P. (“P.Stolz”) alleges, in Count I of the Amended Complaint, that the defendants, Smart World Technologies, LLC (“Smart World”) and three of its officers, made a public offering of unregistered securities, in violation of section 5 of the Securities Act of 1933, 15 U.S.C. § 77e, and in Count II, that the defendants made material misrepresentations in connection with the prospectus issued on that public offering, in violation of § 12(a)(2) of the Securities Act, 15 U.S.C. § 771(a)(2).…
2Cases cited3 opinions
- Securities & Exchange Commission v. Ralston Purina Co.Supreme Court of the United States · 1953
- Katz v. Amos Treat & Co.Court of Appeals for the Second Circuit · 1969
- Fed. Sec. L. Rep. P 90,294 Robert B. Hunt, Ira Paul James, Ira and Paul James v. Alliance North American Government Income Trust, Inc. Alliance Capital Management L.P. Alliance Capital Management Corporation Alliance Fund Services, Inc. Wayne D. Lyski Robert M. Sinche and David H. DievlerCourt of Appeals for the Second Circuit · 1998
3Cited by7 opinions
- In Re Lehman Bros. Mortgage-Backed SecuritiesCourt of Appeals for the Second Circuit · 2011
- P. Stolz Family Partnership L.P. v. DaumCourt of Appeals for the Second Circuit · 2004
- In Re CINAR Corp. Securities LitigationDistrict Court, E.D. New York · 2002
- Public Employees' Retirement System v. Merrill Lynch & Co.District Court, S.D. New York · 2010
- Wyoming State Treasurer v. Moody's Investors Service, Inc.Court of Appeals for the Second Circuit · 2011
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