Legal Opinion

Michael Spielman, on Behalf of Himself and All Other Similarly Situated Persons v. Merrill Lynch, Pierce, Fenner & Smith, Incorporated

Court of Appeals for the Second Circuit

Decided June 13, 2003No. Docket 01-9189PublishedCited by 75 opinions

1Opinion of the Court

Judge JON 0. NEWMAN joins the opinion and concurs in a separate opinion.

F.I. PARKER, Circuit Judge.

Defendant-appellant Merrill Lynch, Pierce, Fenner & Smith, Inc. (“Merrill Lynch”) appeals from the order of the United States District Court for the Southern District of New York (Denise Cote, Judge) entered on October 9, 2001, remanding claims brought by plaintiff-appel-lee Michael Spielman (“Spielman”) in New York state court. Spielman, on behalf of himself and others similarly situated, brought suit on various state law grounds against Merrill Lynch alleging Merrill Lynch misled certain of…

2Cases cited20 opinions

  1. Caterpillar Inc. v. WilliamsSupreme Court of the United States · 1987
  2. Pilot Life Insurance v. DedeauxSupreme Court of the United States · 1987
  3. Metropolitan Life Insurance v. TaylorSupreme Court of the United States · 1987
  4. Quackenbush v. Allstate InsuranceSupreme Court of the United States · 1996
  5. Beneficial National Bank v. AndersonSupreme Court of the United States · 2003

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3Cited by75 opinions

  1. Briarpatch Limited, L.P., Gerard F. Rubin v. Phoenix Pictures, Inc., Michael Medavoy, Geisler Roberdeau, Inc., Terence MalickCourt of Appeals for the Second Circuit · 2004
  2. United Investors Life Insurance Company v. Waddell & Reed Inc.Court of Appeals for the Ninth Circuit · 2004
  3. Kircher v. Putnam Funds TrustSupreme Court of the United States · 2006
  4. Romano v. KazacosCourt of Appeals for the Second Circuit · 2010
  5. Proctor v. Vishay Intertechnology, Inc.Court of Appeals for the Ninth Circuit · 2009

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