Legal Opinion
Securities & Exchange Commission v. American Board of Trade, Inc.
District Court, S.D. New York
Decided September 5, 1984No. 83 Civ. 6213 (SWK)PublishedCited by 7 opinions
1Opinion of the Court
MEMORANDUM OPINION AND ORDER
KRAM, District Judge.
Plaintiff, the Securities and Exchange Commission (“SEC”), has applied to this Court for a preliminary injunction enjoining the defendants from violating the securities laws. Specifically, the SEC alleges that the defendants, the American Board of Trade, Inc. (“ABT”), the American Board of Trade Service Corp. (“Service”), Arthur N. Economou (“Economou”), and Phyllis H. Economou (“P. Economou”), violated sections 5(a) and 5(c) of the Securities Act of 1933 (“Securities Act”), 15 U.S.C. §§ 77e(a) and 77e(c); sections 17(a)(1), 17(a)(2) and…
2Cases cited23 opinions
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
- Mills v. Electric Auto-Lite Co.Supreme Court of the United States · 1970
- Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
- Chiarella v. United StatesSupreme Court of the United States · 1980
- Tcherepnin v. KnightSupreme Court of the United States · 1967
18 more not listed; retrieve them via the Exa API.
3Cited by7 opinions
- Securities & Exchange Commission v. American Board of Trade, Inc.District Court, S.D. New York · 1990
- Fustok v. Conticommodity Services, Inc.District Court, S.D. New York · 1985
- Securities And Exchange Commission v. Unifund SalCourt of Appeals for the Second Circuit · 1990
- Securities & Exchange Commission v. American Board of TradeDistrict Court, S.D. New York · 1989
- Securities And Exchange Commission v. The American Board Of Trade, Inc.Court of Appeals for the Second Circuit · 1984
2 more not listed; retrieve them via the Exa API.