In Re Pennie & Edmonds LLP
Court of Appeals for the Second Circuit
1Opinion of the Court
Judge UNDERHILL dissents with a separate opinion.
JON 0. NEWMAN, Circuit Judge.
This appeal presents a narrow issue concerning the applicable mens rea standard when a trial judge, sua sponte, initiates a post-trial Rule 11 sanction proceeding because a lawyer permitted a client to submit a false affidavit at an earlier stage of the litigation. The specific issue is whether the lawyer’s liability for the sanction requires a mental state of bad faith or only objective unreasonableness in circumstances where the lawyer has no opportunity to withdraw or correct the challenged submission. Pennie &…
2Cases cited14 opinions
- Stephen Michael Ridder v. City of Springfield, Clark CountyCourt of Appeals for the Sixth Circuit · 1997
- United States v. Norman TurkishCourt of Appeals for the Second Circuit · 1980
- George Hadges, William M. Kunstler v. Yonkers Racing Corp.Court of Appeals for the Second Circuit · 1995
- United States v. Marion Seltzer, Esq., Vaughn Rosario, A/K/A Vaughn MichaelsCourt of Appeals for the Second Circuit · 2000
- United National Insurance Company, a Pennsylvania Corporation, and Travelers Casualty and Surety Company, Formerly Known as Aetna Casualty and Surety Company v. R&d Latex Corporation, a Georgia Corporation Royalty Carpet Mills, Inc., a California Corporation, and Mydrin, Inc., for Itself and as Successor in Interest to R&d Latex Corp., Mydrin, Inc., for Itself and as Successor in Interest to R&d Latex Corp., Plaintiff-Counter v. Travelers Casualty and Surety Company, Formerly Known as Aetna Casualty and Surety Company, Defendant-Counter-Claimant-Appellant, and William C. Morison-Knox and Michael D. ProughCourt of Appeals for the Ninth Circuit · 2001
9 more not listed; retrieve them via the Exa API.
3Cited by142 opinions
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- Gwynn v. Walker (In Re Walker)Court of Appeals for the Eleventh Circuit · 2008
- ATSI Communications, Inc. v. Shaar Fund, Ltd.Court of Appeals for the Second Circuit · 2009
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