Legal Opinion
ZPR Investment Management Inc. v. Securities and Exchange Commission
Court of Appeals for the Eleventh Circuit
Decided June 30, 2017No. 16-15322PublishedCited by 11 opinions
1Opinion of the Court
MARTIN, Circuit Judge:
Max Zavanelli and his investment firm, ZPR Investment Management, Inc. (“ZPRIM”), are before us seeking review of a final order of the Securities and Exchange Commission (“SEC” or the “Commission”). 1 The Commission found that Mr. Zavanelli and ZPRIM (the “petitioners”) made material misrepresentations to prospective clients in violation of the Investment Advisers Act of 1940 (the “Advisers Act”), 15 U.S.C. § 80b-l. Based on these violations, the Commission imposed monetary and other sanctions. After careful consideration, and with the benefit of oral argument, we grant…
2Cases cited19 opinions
- Larry Bonner v. City of Prichard, AlabamaCourt of Appeals for the Eleventh Circuit · 1981
- Universal Camera Corp. v. National Labor Relations BoardSupreme Court of the United States · 1951
- Basic Inc. v. LevinsonSupreme Court of the United States · 1988
- Santa Fe Industries, Inc. v. GreenSupreme Court of the United States · 1977
- Matrixx Initiatives, Inc. v. SiracusanoSupreme Court of the United States · 2011
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3Cited by11 opinions
- Malouf v. SEC. & Exch. Comm'nCourt of Appeals for the Tenth Circuit · 2019
- The Robare Group, LTD. v. SECCourt of Appeals for the D.C. Circuit · 2019
- Sec. & Exch. Comm'n v. ConradDistrict Court, N.D. Georgia · 2019
- SEC v. Navellier & Associates, Inc.Court of Appeals for the First Circuit · 2024
- SECURITIES AND EXCHANGE COMMISSION v. RRBB ASSET MANAGEMENT, LLCDistrict Court, D. New Jersey · 2021
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