Securities and Exchange Commission v. Schalk, Jr.

IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MARYLAND SECURITIES AND EXCHANGE * COMMISSION, * Plaintiff, * v. * Civ. No. CCB-21-1458 RUSSELL C. SCHALK, JR., * Defendant. MEMORANDUM Now pending is an Application for an Order Enforcing Compliance with a Commission Order. The Application was filed by the Securities and Exchange Commission on June 10, 2021 (ECF 1) and relates to an Order entered against Russell C. Schalk, Jr. on April 17, 2015 for violations of the Securities Act, the Exchange Act, and Rule 10b-5. Mr. Schalk agreed to disgorgement, and an ALJ determined Mr. Schalk had…