Legal Opinion

GAMCO Investors, Inc. v. Vivendi, S.A.

District Court, S.D. New York

Decided February 28, 2013No. Nos. 03 Civ. 5911(SAS), 09 Civ. 7962(SAS)PublishedCited by 9 opinions

1Opinion of the Court

OPINION AND ORDER

SHIRA A. SCHEINDLIN, District Judge.

I. INTRODUCTION

Plaintiffs bring this securities fraud action under Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder.1 They allege that a number of material misstatements and omissions made by defendant Vivendi, S.A. (“Vivendi”) artificially inflated the price of Vivendi American Depositary Shares (“ADS’s”), and that plaintiffs were harmed when they relied on this inflated price in connection with Vivendi ADS’s that they purchased on the New York Stock Exchange (“NYSE”) during the period running from…

2Cases cited24 opinions

  1. Basic Inc. v. LevinsonSupreme Court of the United States · 1988
  2. ATSI Communications, Inc. v. Shaar Fund, Ltd.Court of Appeals for the Second Circuit · 2007
  3. Dura Pharmaceuticals, Inc. v. BroudoSupreme Court of the United States · 2005
  4. Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
  5. Amgen Inc. v. Connecticut Retirement Plans and Trust FundsSupreme Court of the United States · 2013

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3Cited by9 opinions

  1. GAMCO Investors, Inc. v. Vivendi Universal, S.A.Court of Appeals for the Second Circuit · 2016
  2. In re Diamond Foods, Inc., Securities LitigationDistrict Court, N.D. California · 2013
  3. Howard v. Liquidity Services, Inc.District Court, District of Columbia · 2017
  4. Willis v. Big Lots, Inc.District Court, S.D. Ohio · 2017
  5. In re Vivendi Universal, S.A. Securities LitigationDistrict Court, S.D. New York · 2015

4 more not listed; retrieve them via the Exa API.

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