Legal Opinion
Securities and Exchange Commission v. Faulkner
District Court, N.D. Texas
Decided January 8, 2021No. 3:16-cv-01735Unknown
1Opinion
IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF TEXAS DALLAS DIVISION SECURITIES AND EXCHANGE § COMMISSION, § § Plaintiff, § § Civil Action No. 3:16-CV-1735-D VS. § § CHRISTOPHER A. FAULKNER, et al., § § Defendants. § MEMORANDUM OPINION AND ORDER In this civil enforcement action, plaintiff Securities and Exchange Commission (“SEC”) moves for remedies and for final judgments against defendants Beth C. Handkins (“Handkins”), Dustin Michael Miller Rodriguez (“Miller”), and Parker R. Hallam (“Hallam”). The SEC seeks disgorgement; prejudgment interest; third-tier civil penalties…
2Cases cited29 opinions
- Mertens v. Hewitt AssociatesSupreme Court of the United States · 1993
- Great-West Life & Annuity Insurance v. KnudsonSupreme Court of the United States · 2002
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Securities and Exchange Commission v. Manor Nursing Centers, Inc.Court of Appeals for the Second Circuit · 1972
- Elizabeth v. Pavement Co.Supreme Court of the United States · 1878
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