Legal Opinion
Penfield Co. of Cal. v. Securities and Exch. Com'n
Court of Appeals for the Ninth Circuit
Decided July 19, 1944No. 10487PublishedCited by 47 opinions
1Opinion of the Court
DENMAN, Circuit Judge.
This is an appeal from a final order and decree entered by the district court on June 1, 1943, pursuant to Section 22(b) of the Securities Act of 1933, 15 U.S.C. § 77v(b), 15 U.S.C.A. § 77v(b),1 hereinafter called the Act. That order directed the appellant to comply with a subpoena duces tecum of the Commission requiring it to appear before an officer of the Commission and to produce certain of its corporate books, papers and documents.
On May 14, 1942, the Commission issued an order under Section 20(a), 15 U.S.C.A. § 77t(a), directing an investigation to de*748termine…
2Cases cited15 opinions
- Cobbledick v. United StatesSupreme Court of the United States · 1940
- Smith v. AllwrightSupreme Court of the United States · 1944
- Securities & Exchange Commission v. C. M. Joiner Leasing Corp.Supreme Court of the United States · 1943
- Endicott Johnson Corp. v. PerkinsSupreme Court of the United States · 1943
- Interstate Commerce Commission v. BrimsonSupreme Court of the United States · 1894
10 more not listed; retrieve them via the Exa API.
3Cited by47 opinions
- Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
- Fed. Sec. L. Rep. P 93,748 Securities and Exchange Commission v. Glenn W. Turner Enterprises, Inc.Court of Appeals for the Ninth Circuit · 1973
- Penfield Co. v. Securities & Exchange CommissionSupreme Court of the United States · 1947
- Fed. Sec. L. Rep. P 94,710 Securities and Exchange Commission v. Koscot Interplanetary, Inc.Court of Appeals for the Fifth Circuit · 1974
- Los Angeles Trust Deed & Mortgage Exchange v. Securities & Exchange CommissionCourt of Appeals for the Ninth Circuit · 1960
42 more not listed; retrieve them via the Exa API.