Legal Opinion

CAPUTO v. WELLS FARGO ADVISORS

District Court, D. New Jersey

Decided May 29, 2020No. 3:19-cv-17204Unknown

1Opinion

*NOT FOR PUBLICATION* UNITED STATES DISTRICT COURT DISTRICT OF NEW JERSEY : CHRISTOPHER N. CAPUTO, : : Petitioner, : Civil Action No. 19-17204 (FLW) v. : : OPINION WELLS FARGO ADVISORS, LLC, : : Respondent. : : WOLFSON, Chief Judge: Petitioner Christopher Caputo (“Petitioner”) initiated this action against Wells Fargo Advisors, LLC (“Wells Fargo Advisors”) to vacate an arbitration award (“Award”) that a panel of FINRA arbitrators entered against him in a prior proceeding. Pending before the Court are the following: (1) Petitioner’s Motion to vacate the Award; and (2) Wells Fargo Advisor’s…

2Cases cited36 opinions

  1. United Paperworkers International Union v. Misco, Inc.Supreme Court of the United States · 1987
  2. Hall Street Associates, L. L. C. v. Mattel, Inc.Supreme Court of the United States · 2008
  3. Stolt-Nielsen S. A. v. AnimalFeeds International Corp.Supreme Court of the United States · 2010
  4. W. R. Grace & Co. v. Local Union 759, International Union of the United Rubber, Cork, Linoleum & Plastic WorkersSupreme Court of the United States · 1983
  5. Kolel Beth Yechiel Mechil of Tartikov, Inc. v. YLL Irrevocable TrustCourt of Appeals for the Second Circuit · 2013

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