Legal Opinion

Roubik v. Merrill Lynch, Pierce, Fenner & Smith, Inc.

Illinois Supreme Court

Decided February 20, 1998No. 82752PublishedCited by 30 opinions

1Opinion of the CourtJustice Bilandic

This appeal arises from a petition filed in the circuit court of Cook County by the claimant, Marcia Roubik, to confirm in part and vacate in part an arbitration award entered by a panel of the National Association of Securities Dealers (NASD) on February 5, 1993. The arbitration panel ordered the respondents, Merrill Lynch, Pierce, Fenner & Smith, Inc. (Merrill Lynch), Larry H. Lovitsch and Thomas R. Valaika, to pay the claimant $500,000 in compensatory damages. The panel denied the claimant’s request for punitive damages. The claimant sought an order from the circuit court confirming the…

2Cases cited28 opinions

  1. Moses H. Cone Memorial Hospital v. Mercury Construction Corp.Supreme Court of the United States · 1983
  2. First Options of Chicago, Inc. v. KaplanSupreme Court of the United States · 1995
  3. At&T Technologies, Inc. v. Communications WorkersSupreme Court of the United States · 1986
  4. Volt Info. Sciences, Inc. v. Bd. of Trustees of Leland Stanford Jr. U.Supreme Court of the United States · 1989
  5. John Wiley & Sons, Inc. v. LivingstonSupreme Court of the United States · 1964

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3Cited by30 opinions

  1. Scott v. Prudential Securities, Inc.Court of Appeals for the Eleventh Circuit · 1998
  2. Travis v. American Manufacturers Mutual InsuranceAppellate Court of Illinois · 2002
  3. TruServ Corp. v. Ernst & Young LLPAppellate Court of Illinois · 2007
  4. Hasco, Inc. v. RocheAppellate Court of Illinois · 1998
  5. Herricane Graphics, Inc. v. Blinderman Construction Co.Appellate Court of Illinois · 2004

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